This course discusses regulatory compliance at a high level, including definitions and principles. Topics include a background of compliance, a complaint-record life cycle, compliance-related tool sets and capabilities, a review of compliance in the context of other business challenges, and regulatory overviews.
Course Length
2 Hours
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Technical Requirements
Before purchase, please review:
Languages
English
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Format
Online Learning
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Course Features and Services
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Who Can Benefit
Customers, channel partners, value-added resellers, and system-support engineers.
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Prerequisites
To succeed fully in this course, students should be able to:
- Understand basic computing infrastructure and storage concepts
- Describe information life-cycle management at a high level
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Skills Gained
Upon completion of this course, students should be able to:
- Describe compliance as it relates to information life-cycle management
- Describe ILM-related regulations and understand their backgrounds, impacts, and related technologies, and describe compliance-related tool sets and capabilities
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Course Content
Module 1 - Compliance Definition, Principles, and Sun POV
- Definition of compliance
- Principles of compliance
- Sun POV
- Current compliance environment
Module 2 - Compliance Landscape
- Recent compliance history
- Compliance drivers
- Information compliance types and categories
- Industry impacts
Module 3 - Regulatory Background
- Regulatory drivers
- Regulatory bodies
- Nature of data regulated
- What "policy" means in relation to storage
Module 4 - Regulatory Compliance
- Regulatory compliance
- Understanding how differing regulations affect compliance
- Understanding the regulations
Module 5 - Compliance in the Context of Other Challenges
- Business-related challenges
- Organizational challenges
- IT department challenges
- Industry-specific challenges
- Technology-specific challenges
Module 6 - Compliance-Record Life Cycle
- Retention periods
- Corporate organizational responsibility
- Opportunities for storage optimization
- Maximizing value to business
Module 7 - Compliance-Related Tool Sets and Capabilities
- Message retention and archiving
- Records management
- E-discovery
- Taxonomy of compliant records
- Internal-controls records retention
- Compliance beyond regulations
- Assessment methodologies
Module A - Regulatory: Sarbanes-Oxley Overview
- Affected industries and business functions
- Regulations
- Technologies landscape
Module B - Regulatory: SEC
- Overview
- Affected industries and business functions
- Regulations
- Technologies landscape
Module C - Regulatory: 21 CFR (Part 11) / FDA
- Overview
- Affected industries and business functions
- Regulations
- Technologies landscape
Module D - Regulatory: HIPAA
- Overview
- Affected industries and business functions
- Regulations
- Technologies landscape
Module E - Regulatory: DoD
- Overview
- Affected industries and business functions
- Regulations
- Technologies landscape
Module F - Regulatory: OSHA Overview
- Affected industries and business functions
- Regulations
- Technologies landscape
Module G - Regulatory: NASD
- Overview
- Affected industries and business functions
- Rules
Module H - Regulatory: Other Regulations
- Basel II
- EU Data Protection Directive
- EU 8th Directive on Company Law
- ISPE, PIC/S
- FACTA
- PIPEDA
- Japanese Ministry of Health, Labor, and Welfare
- FIMSA
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